High Net Worth Individual Statement

If you meet condition A or B below, you may choose to be classified as a High Net Worth Individual for the purposes of the Financial Services and Markets Act 2000 Financial Promotions Order.

In the last financial year, did you have:

A) An annual income of £170,000 or more? Income does NOT include any one-off pension withdrawals.

☐ No

☐ Yes

If yes, please specify your income (as defined above) to the nearest £10,000 in the last financial year
(£________________________)

AND/OR

B) Net assets of £430,000 or more? Net assets do NOT include: your home (primary residence), any loan secured on it or any equity released from it; your pension (or any pension withdrawals_ or any rights under insurance contracts. Net assets are total assets minus any debts you owe.

☐ No

☐ Yes

If yes, please specify your net assets (as defined above) to the nearest £100,000 in the last financial year
(£________________________)

C) None of these apply to me.

☐ Yes

_____________________________________________________________________________________________

I declare that I have answered yes to A and/or B, and wish to be treated as a High Net Worth Individual.
I understand that this means:

a) I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA);

b) I can expect no protection from the FCA, the Financial Ombudsman Service or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I accept that I could lose all of the money I invest.

I am aware that Clarion does NOT give financial advice and as such cannot make personalised investment recommendations to me. If I require financial advice I understand that it is my responsibility to seek appropriate advice from an independent financial adviser prior to making any investments.

    To confirm and submit your agreement to the High Net Worth Individual investor statement, please complete and submit the form below.

    In the last financial year, did you have: